ABS Surveillance – Investors ignore the regulation at their peril

ABS Surveillance – Investors ignore the regulation at their peril

Regulators require that Asset-Backed Securities (‘ABS’) investors conduct on-going surveillance with significant penalties for non-compliance. We investigate how regulators define surveillance requirements and how an investor can demonstrate compliance. This Market Insight introduces a surveillance framework enabling investors to demonstrate best practice to their regulator.

Market Insight 26-05-2015 ABS Surveillance – Investors ignore the regulation at their peril

REGULATED BY THE FCA

Headquartered in London, Bishopsfield Capital Partners is authorised and regulated by the Financial Conduct Authority ('FCA') in the UK. Bishopsfield Capital Partners has been passported by the FCA to act as an arranger and investment advisor in other EU jurisdictions such as the Netherlands, Germany, Belgium, Luxembourg, France, Ireland, Italy and Spain.

ACCREDITED BY EURONEXT

Bishopsfield Capital Partners is an accredited listing sponsor of Euronext for equity or debt listings on Euronext Growth, Euronext Access and Access+.